Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Powers Murphy is an investment advisor representative with Vanderbilt Advisory Services. Sandra has been in the financial services industry since September 1996 and has been registered with the SEC since June 2023. Sandra is a registered principal and holds the following securities licenses: Series 7, Series 24, Series 50, Series 52TO, Series 53, Series 63, Series 66, and Series 79TO. Sandra is also licensed as an investment advisor representative in Massachusetts and is registered with the SEC as an investment advisor representative in the State of Massachusetts. Sandra's professional experience includes working for Compass Securities Corporation, State Street Capital Markets, LLC, and State Street Global Markets, LLC. Sandra has a strong track record of success in the financial services industry and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/30/2023 - Present
Vanderbilt Advisory Services (WOODBURY NY)
MA
08/09/2006 - 03/13/2015
COMPASS SECURITIES CORPORATION (WELLESLEY HILLS MA)
MA
09/27/2000 - 06/30/2005
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
11/05/1996 - 12/06/1999
STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)
MN
09/28/1992 - 11/02/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/28/1992 - 11/02/1994
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/12/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/07/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/26/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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