Unclaimed
Sandra Miller is a financial advisor with Transamerica Financial Advisors, Inc. Sandra has been in the securities industry since 1993. Sandra has been registered with Transamerica Financial Advisors, Inc. since 2012. Sandra has also been registered with World Group Securities, Inc., WMA Securities, Inc., and Intersecurities, Inc.. Sandra has a Series 6, Series 26, Series 63, and Series 65 license. Sandra specializes in financial planning, portfolio management, and the selection of other advisors. Sandra provides investment advice to individuals, high-net-worth individuals, corporations, and retirement plans. Sandra also provides investment advice to charitable organizations. Sandra has been employed by WealthWave since 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
KY
01/06/2012 - Present
Transamerica Financial Advisors, Inc. (LOUISVILLE KY)
KY
04/12/2002 - 01/06/2012
WORLD GROUP SECURITIES, INC. (LOUISVILLE KY)
GA
06/06/1994 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
FL
11/30/1993 - 06/06/1994
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 04/03/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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