Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Ann Sutter is a financial advisor with J.P. Morgan Securities LLC, where she has been employed since November 2021. Sandra has been working in the financial industry since September 14, 2001 and has a broad experience in various firms. She has held various positions, most recently serving as a financial advisor at LPL Financial LLC. Sandra has an extensive range of experience in the financial services industry and holds various licenses and certifications. She is registered with FINRA and the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
02/22/2022 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
03/11/2015 - 12/13/2021
LPL FINANCIAL LLC (GARLAND TX)
UT
02/24/2014 - 04/28/2014
ALPINE SECURITIES CORPORATION (SALT LAKE CITY UT)
CA
08/01/2012 - 09/09/2013
MVP AMERICAN SECURITIES (SAN DIEGO CA)
NV
01/25/2012 - 08/03/2012
POINTE ATLANTIC, INC (LAS VEGAS NV)
NV
02/26/2009 - 04/01/2010
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (HENDERSON NV)
NV
03/22/2005 - 08/01/2008
MML INVESTORS SERVICES, INC. (LAS VEGAS NV)
NJ
08/28/2002 - 06/11/2003
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
MN
08/14/2001 - 02/01/2002
GUARANTY BROKERAGE SERVICES, INC. (ST. CLOUD MN)
NJ
09/14/1999 - 05/22/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MA
04/05/1999 - 07/14/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
09/18/1997 - 04/09/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
TX
02/07/1997 - 08/13/1997
CULLUM & SANDOW SECURITIES, INC. (DALLAS TX)
RI
08/19/1993 - 08/16/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 2/13/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/23/2017
Series 4 - Registered Options Principal Examination
BC
Issued 5/25/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 9/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/14/1993
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
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Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
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MEMX LLC
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MIAX Emerald, LLC
M
MIAX PEARL, LLC
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Miami International Securities Exchange, LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
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Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
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Nasdaq MRX, LLC
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Nasdaq PHLX LLC
N
Nasdaq Stock Market
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New York Stock Exchange
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