Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Nies is an investment advisor representative at Fifth Third Securities, Inc. Sandra has been in the industry since 2018. Sandra holds Series 6, 7, 63, and 65 licenses, as well as the SIE exam. She is registered to provide advisory services in Illinois. Sandra has experience working with high-net-worth individuals, corporations, and pension plans. Her current firm, Fifth Third Securities, Inc. is a large investment advisor with more than $1 billion but less than $10 billion in assets under management. The firm focuses on providing financial planning, portfolio management, and selection of other advisors to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
04/04/2024 - Present
Fifth Third Securities, Inc. (CRYSTAL LAKE IL)
IL
02/28/2023 - 03/21/2024
THE HUNTINGTON INVESTMENT COMPANY (Palatine IL)
IL
01/30/2018 - 03/16/2018
BMO HARRIS FINANCIAL ADVISORS, INC. (BARRINGTON IL)
BC
Issued 3/16/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 5/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/25/2023
SIE - Securities Industry Essentials Examination
BC
Issued 1/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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