Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Nies is an investment advisor representative with Fifth Third Securities, Inc. Sandra has been in the industry since October 13, 2018 and holds Series 6, 7, 63, 65, and SIE licenses. Sandra has worked at several other firms in the past, including BMO Harris Financial Advisors, Inc., The Huntington Investment Company, and Park Avenue Securities. Sandra works with a variety of clients including individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
04/04/2024 - Present
Fifth Third Securities, Inc. (CRYSTAL LAKE IL)
IL
02/28/2023 - 03/21/2024
THE HUNTINGTON INVESTMENT COMPANY (Palatine IL)
IL
01/30/2018 - 03/16/2018
BMO HARRIS FINANCIAL ADVISORS, INC. (BARRINGTON IL)
BC
Issued 03/16/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/28/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/25/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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