Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Michelle Fantetti is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc., operating from the Austin, TX branch office. Sandra has been in the securities industry since November 26, 2001, and has a wealth of experience working with individuals, businesses, pension plans, charitable organizations and corporations. Sandra holds Series 7, 9, 10, 63, and 66 licenses, along with a SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/07/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
TX
04/18/2018 - 08/21/2020
CALTON & ASSOCIATES, INC. (Austin TX)
TX
05/31/2017 - 05/03/2018
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
TX
12/03/2012 - 05/18/2017
OPPENHEIMER & CO. INC. (AUSTIN TX)
TX
06/01/2009 - 02/09/2012
MORGAN STANLEY SMITH BARNEY (AUSTIN TX)
TX
11/20/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (AUSTIN TX)
BOTH
Issued 04/02/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/30/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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