Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Michele Penton is an investment advisor representative with Wells Fargo Clearing Services, LLC. Sandra is registered with FINRA and has been in the industry since 2007. Sandra has a strong background in financial services and has worked with a number of firms in the past, including Wachovia Securities, LLC and Wells Fargo Advisors LLC. Sandra is licensed to provide investment advice in Georgia. Sandra is committed to providing her clients with the highest level of service and expertise. She holds a Series 6, 7 and 66 securities licenses and SIE exam. Sandra is located in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/07/2015 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
07/12/2007 - 10/07/2008
WACHOVIA SECURITIES, LLC (ATLANTA GA)
MO
09/05/2002 - 07/27/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
BOTH
Issued 07/06/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/04/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sandra Penton is the right advisor for you? Invested Better is here to help.
