Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Hastings is a registered representative with Purshe Kaplan Sterling Investments. Sandra has been in the financial services industry since 2014. She has a Series 7, Series 6, and Series 66 license. Sandra has previously held positions at PROEQUITIES, INC., Wells Fargo Advisors, LLC, and Wachovia Securities, LLC. Sandra is registered in South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
08/15/2017 - Present
Purshe Kaplan Sterling Investments (Columbia SC)
SC
04/20/2017 - 09/12/2017
PROEQUITIES, INC. (COLUMBIA SC)
SC
04/01/2015 - 08/12/2015
WELLS FARGO ADVISORS, LLC (COLUMBIA SC)
MO
06/15/2002 - 08/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/26/2002 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
03/23/1999 - 02/09/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
BOTH
Issued 06/26/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 03/22/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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