Unclaimed
Sandra Marie Pallante is a registered representative with Wolfe Research Securities. Sandra has been in the securities industry for over 20 years. She is a General Securities Principal and has a Series 7, Series 14, and Series 24 license. Sandra has experience at J.P. Morgan Securities LLC and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/2012 - Present
Wolfe Research Securities (New York NY)
NY
04/27/2004 - 05/25/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/12/2001 - 03/01/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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