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Sandra Marie Pallante

Wolfe Research Securities

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About Sandra Marie Pallante

Sandra Marie Pallante is a registered representative with Wolfe Research Securities. Sandra has been in the securities industry for over 20 years. She is a General Securities Principal and has a Series 7, Series 14, and Series 24 license. Sandra has experience at J.P. Morgan Securities LLC and Lehman Brothers Inc.

Firm Information

Sandra Pallante is currently registered with Wolfe Research Securities. Wolfe Research Securities is a Limited Liability Company formed in August 2009. It is registered with the SEC and is licensed to operate in 48 states.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sandra Pallante’s Registration & Firm History

NY

05/31/2012 - Present

Wolfe Research Securities (New York NY)

NY

04/27/2004 - 05/25/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

07/12/2001 - 03/01/2004

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 07/30/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sandra Marie Pallante.
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