Unclaimed
Sandra Marie Miller is a financial advisor with MML Investors Services, LLC. Sandra is based in SOUTHBOROUGH, MA. Sandra has been a financial advisor since 2003, working at firms such as LPL FINANCIAL LLC, MML INVESTORS SERVICES, LLC, and CETERA ADVISORS LLC. Sandra holds a Series 66 and Series 7 license and is registered in Connecticut and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
10/25/2019 - Present
MML Investors Services, LLC (SOUTHBOROUGH MA)
MA
01/22/2019 - 09/04/2019
LPL FINANCIAL LLC (WORCESTER MA)
MA
05/04/2018 - 01/23/2019
MML INVESTORS SERVICES, LLC (WORCESTER MA)
MA
12/01/2014 - 11/13/2017
CETERA ADVISORS LLC (WESTBOROUGH MA)
MA
01/26/2004 - 12/05/2012
MULTI-FINANCIAL SECURITIES CORPORATION (WESTBOROUGH MA)
CA
08/01/2002 - 09/22/2003
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
MA
01/31/2001 - 02/27/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/31/2001 - 02/27/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
10/20/1998 - 06/16/2000
MERCER ALLIED COMPANY, L.P. (COHOES NY)
BOTH
Issued 02/08/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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