Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Cummings is a registered representative of Cambridge Investment Research Advisors, Inc. with over 20 years of experience in the financial services industry. Sandra Cummings is licensed to provide financial services in Alabama, Florida, Georgia, Kentucky, and South Carolina. Sandra Cummings has previously worked at Raymond James & Associates, Inc., Morgan Keegan & Company, Inc. and AmSouth Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
AL
03/20/2014 - Present
Cambridge Investment Research Advisors, Inc. (Athens AL)
AL
02/13/2013 - 03/26/2014
RAYMOND JAMES & ASSOCIATES, INC. (HUNTSVILLE AL)
AL
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (HUNTSVILLE AL)
AL
03/16/1999 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (HUNTSVILLE AL)
BOTH
Issued 09/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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