Unclaimed
Sandra Marie Cates is a financial professional with over 20 years of experience in the industry. Sandra is currently registered with Metlife Investors Distribution Co. She is a Series 6 and Series 26 licensed professional. Her previous employers include Metlife Securities, Inc., Metropolitan Life Insurance Company, RBC Centura Securities, Inc., and Walnut Street Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
06/30/2016 - Present
Metlife Investors Distribution Co. (ST. LOUIS MO)
MA
01/05/2011 - 06/30/2016
METLIFE SECURITIES, INC (SPRINGFIELD MA)
MO
05/05/2005 - 08/12/2009
METLIFE SECURITIES INC. (ST. LOUIS MO)
MO
05/05/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ST. LOUIS MO)
NY
03/17/2004 - 09/16/2005
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
NC
11/01/2001 - 04/16/2002
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
CA
12/04/1997 - 02/16/2001
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
BC
Issued 04/04/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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