Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Martin-stelmasek is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sandra has been in the securities industry since March 10, 1982. Prior to joining Merrill Lynch, Sandra worked at UBS PaineWebber Inc., Baraban Securities, Inc., PaineWebber Incorporated, Lehman Brothers Inc., Prudential-Bache Securities Inc., Morgan Stanley & Co., Incorporated, The Seidler Companies Incorporated, and Morgan, Olmstead, Kennedy & Gardner, Incorporated. Sandra holds the Series 4, Series 7, Series 63 and Series 66 licenses. Sandra specializes in providing investment advice to individuals, businesses, and institutions. Sandra's experience and expertise provide clients with a comprehensive approach to financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PASADENA CA)
NJ
04/11/1994 - 07/01/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
07/10/1993 - 05/10/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
NJ
01/25/1991 - 01/28/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
09/21/1989 - 02/12/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/04/1987 - 09/23/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
03/15/1985 - 03/18/1987
MORGAN STANLEY & CO., INCORPORATED
NA
01/25/1982 - 02/26/1985
THE SEIDLER COMPANIES INCORPORATED
NA
12/13/1982 - 01/14/1983
MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED
BOTH
Issued 11/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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