Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Lynn Warren is a financial professional with over 25 years of experience in the financial services industry. Sandra is currently registered with Cetera Investment Advisers LLC in Delaware and Maryland. Sandra holds the Series 7, 31, 63, 65 and 66 licenses as well as the SIE exam. She is also a Certified Financial Planner. Sandra has previously worked with Wells Fargo Clearing Services, LLC, Janney Montgomery Scott LLC, Valic Financial Advisors, Inc., and J.P. Morgan Securities LLC. Sandra has a proven track record of providing financial planning services to individuals, families, and businesses. She is passionate about helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
07/16/2024 - Present
Cetera Investment Advisers LLC (SALISBURY MD)
DE
11/06/2023 - 12/15/2023
J.P. MORGAN SECURITIES LLC ( Rehoboth Beach DE)
VA
11/10/2021 - 01/12/2022
VALIC FINANCIAL ADVISORS, INC. (NORTH CHESTERFIELD VA)
MD
02/17/2017 - 12/10/2020
JANNEY MONTGOMERY SCOTT LLC (Baltimore MD)
MD
02/28/2008 - 02/21/2017
WELLS FARGO CLEARING SERVICES, LLC (BALTIMORE MD)
MD
02/21/2006 - 03/10/2008
CITIGROUP GLOBAL MARKETS INC. (PIKESVILLE MD)
MD
04/13/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 11/03/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/11/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 04/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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