Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Luque is a financial professional with over 20 years of experience in the industry. Sandra is a registered representative with Charles Schwab & Co., Inc. and has held previous roles with firms including Countrywide Investment Services, Inc., UBS Financial Services Inc., Brown & Company Securities Corporation, and Dreyfus Brokerage Services, Inc. Sandra holds a variety of licenses and certifications including Series 7, Series 9, Series 24, Series 4, and Series 63. Sandra specializes in providing financial planning and investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
12/22/2008 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
03/09/2004 - 12/05/2008
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
NJ
03/04/2003 - 08/28/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
MA
06/04/2002 - 08/27/2002
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
CA
06/04/2002 - 06/07/2002
DREYFUS BROKERAGE SERVICES, INC. (LOS ANGELES CA)
BC
Issued 08/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/2017
Series 4 - Registered Options Principal Examination
BC
Issued 12/18/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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