Unclaimed
Sandra Leigh Cleasby is a financial professional with over 28 years of experience in the industry. Sandra is currently registered with Wealth Enhancement Brokerage Services, LLC and LPL Financial LLC. Sandra has held previous registrations with CETERA ADVISOR NETWORKS LLC and SMITH BARNEY INC.. Sandra holds FINRA Series 7, Series 63, and SIE licenses. Sandra is registered in North Carolina and South Carolina. Sandra has a background in providing investment advice to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
04/01/2022 - Present
Wealth Enhancement Brokerage Services, LLC (PLYMOUTH MN)
NC
10/27/1994 - 11/30/2021
CETERA ADVISOR NETWORKS LLC (CHARLOTTE NC)
NY
11/16/1993 - 09/01/1994
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 12/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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