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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Caluya is a financial advisor with Cetera Investment Advisers LLC. Sandra has been in the financial industry since 1990 and has a wide range of experience. Sandra holds multiple licenses and designations and is registered to provide financial advice in multiple states. Cetera Investment Advisers LLC is a firm with a strong focus on providing financial advice to individuals, businesses, and institutions. The firm has a long history of providing comprehensive financial planning, portfolio management, and other advisory services.
GLENDALE, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (GLENDALE CA)
CA
01/07/2020 - 10/14/2020
D.A. DAVIDSON & CO. (LOS ANGELES CA)
CA
03/21/2011 - 12/31/2019
CETERA ADVISOR NETWORKS LLC (PASADENA CA)
CA
06/04/2010 - 02/23/2011
FSC SECURITIES CORPORATION (CALABASAS CA)
CA
09/07/1999 - 09/09/2008
COUNTRYWIDE SECURITIES CORPORATION (CALABASAS CA)
NY
11/03/1997 - 09/24/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
06/15/1992 - 04/11/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
04/12/1989 - 05/13/1992
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
02/23/1988 - 05/04/1989
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
BOTH
Issued 1/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/31/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/18/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 8/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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