Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Bershad is a financial advisor with over 23 years of experience in the industry. Sandra has been with Oppenheimer & Co. Inc. since January of 2003 and previously worked at CIBC WORLD MARKETS CORP. Sandra is registered in Texas, New York, and Florida as both a Broker-Dealer and Investment Advisor Representative. Sandra holds licenses for Series 3, 7, 9, 10, 24, 63, 65, and 66. Sandra also holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/21/2015 - Present
Oppenheimer & Co. Inc. (DALLAS TX)
NY
12/14/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 01/16/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/29/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sandra Bershad is the right advisor for you? Invested Better is here to help.
