Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Lee Bershad is a registered representative and investment advisor representative who has been active in the financial industry since 1998. Sandra is currently employed by Oppenheimer & Co. Inc. and is licensed to provide investment advice in Florida, New York and Texas. Prior to joining Oppenheimer, Sandra was employed by CIBC World Markets Corp. Sandra holds a variety of securities licenses including Series 3, 7, 9, 10, 24, 63, 65 and 66. Sandra provides investment advice for individuals, businesses, corporations, charitable organizations, retirement plans, pooled investment vehicles and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
TX
08/21/2015 - Present
Oppenheimer & Co. Inc. (DALLAS TX)
NY
12/14/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 1/16/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/20/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2022
Series 24 - General Securities Principal Examination
BC
Issued 9/29/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 9/23/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/6/2001
Series 3 - National Commodity Futures Examination
BC
Issued 12/9/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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