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Sandra Konop Legieza

SG Americas Securities, LLC

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About Sandra Konop Legieza

Sandra Konop Legieza is a financial advisor with over 20 years of experience in the industry. She has held various roles at reputable firms including J.P. Morgan Securities LLC, Nomura Securities International, Inc., and Credit Suisse First Boston Corporation. Currently, Sandra is associated with SG Americas Securities, LLC. Sandra holds several licenses including Series 4, 7, 8, 24, and 63.

Firm Information

Sandra Legieza is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sandra Legieza’s Registration & Firm History

NY

08/14/2017 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

08/04/2014 - 07/28/2016

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

08/27/2001 - 04/11/2008

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

01/07/1997 - 08/16/2001

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NY

03/02/1993 - 01/15/1997

SALOMON BROTHERS INC. (NEW YORK NY)

NY

01/24/1990 - 03/10/1993

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 02/08/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/05/1998

Series 4 - Registered Options Principal Examination

BC

Issued 03/01/1991

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 11/27/1990

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sandra Konop Legieza.
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