Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Kaye Pocquette is a financial advisor with over 15 years of experience in the financial services industry. Sandra currently works with LPL Financial LLC, where she has been since 2020. Prior to that, Sandra was a financial advisor at BMO Harris Financial Advisors, Inc. and M&I Financial Advisors, Inc. Sandra's expertise includes financial planning, investment management, and retirement planning. She holds Series 6 and Series 63 licenses and is a registered representative in Wisconsin. Sandra is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/10/2020 - Present
LPL Financial LLC (GREEN BAY WI)
WI
08/01/2012 - 11/18/2019
BMO HARRIS FINANCIAL ADVISORS, INC. (GREEN BAY WI)
WI
08/20/2004 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (GREEN BAY WI)
BC
Issued 09/30/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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