Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Lobato is a financial advisor with LPL Financial LLC. Sandra has been in the industry since January 1991. Sandra is registered with the state of Oregon and Texas. Sandra provides financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations. Sandra has experience working with clients of all ages and income levels.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/02/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
OR
02/27/2019 - 08/25/2021
WELLS FARGO CLEARING SERVICES, LLC (CORVALLIS OR)
OR
04/20/2012 - 04/20/2018
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (SALEM OR)
OR
06/01/2009 - 05/04/2012
MORGAN STANLEY SMITH BARNEY (SALEM OR)
OR
03/02/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SALEM OR)
NY
07/30/1999 - 09/09/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/17/1998 - 04/01/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
05/08/1998 - 08/25/1998
CRUTTENDEN ROTH INCORPORATED (NEWPORT BEACH CA)
NY
04/13/1994 - 05/14/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
01/01/1990 - 06/01/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
06/24/1988 - 09/23/1988
GRAYSTONE NASH, INC.
NA
11/21/1986 - 07/23/1987
THE STUART-JAMES COMPANY, INC.
BOTH
Issued 02/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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