Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra King is a financial advisor with LPL Financial LLC, a firm with over 20,000 employees and $463 billion in assets under management. Sandra has been a registered representative since 1999 and has experience in various financial services, including investment advising, insurance, and real estate. Sandra has a strong track record of helping individuals and families achieve their financial goals. Sandra is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
11/29/2017 - Present
LPL Financial LLC (SPRINGFIELD MO)
MO
08/11/2009 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (KIMBERLING CITY MO)
CA
01/18/2008 - 07/30/2009
NPB FINANCIAL GROUP, LLC (BURBANK CA)
CA
06/25/2001 - 01/22/2008
INVESTMENT CENTERS OF AMERICA, INC. (TEHACHAPI CA)
CA
06/07/1999 - 06/15/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 12/12/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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