Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Appleby is a financial advisor with Raymond James Financial Services, Inc. Sandra has been in the industry since 2006 and has a Series 7 and Series 63 license. Sandra is currently registered in Florida and Tennessee. Sandra has worked for several financial firms in the past, including Raymond James & Associates, Inc., RBC Dain Rauscher Inc., and William R. Hough & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
04/20/2016 - Present
Raymond James Financial Services, Inc. (KNOXVILLE TN)
FL
03/03/2015 - 07/22/2015
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
02/07/2007 - 02/27/2015
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
09/06/2005 - 12/13/2006
RBC DAIN RAUSCHER INC. (ST. PETERSBURG FL)
NY
02/27/2004 - 04/07/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
FL
02/11/2004 - 02/27/2004
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
BC
Issued 11/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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