Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Katharina Kapfer is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Sandra has been working in the financial industry since 1992 and has extensive experience in the field. Prior to joining Wells Fargo, Sandra worked at Morgan Stanley for over six years, where she provided financial guidance to individuals and institutions. Her career has spanned multiple firms, including Goldman Sachs, Bank Austria Securities, Inc., and The Prudential Insurance Company of America. Sandra possesses a diverse range of licenses and registrations, allowing her to serve clients across various states. Sandra is committed to providing clients with personalized financial solutions that meet their individual needs. She is also a registered investment advisor in the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/04/2016 - Present
Wells Fargo Clearing Services, LLC (GREENWICH CT)
NY
06/01/2009 - 05/13/2016
MORGAN STANLEY (PURCHASE NY)
NY
07/16/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PURCHASE NY)
NY
06/13/2007 - 06/28/2007
CHASE INVESTMENT SERVICES CORP. (MOUNT KISCO NY)
NY
08/11/1993 - 06/24/2005
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
03/11/1991 - 01/04/1993
BANK AUSTRIA SECURITIES, INC. (NEW YORK NY)
NJ
12/06/1989 - 09/28/1990
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/06/1989 - 09/28/1990
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
CO
08/22/1989 - 10/20/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BC
Issued 09/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sandra Kapfer is the right advisor for you? Invested Better is here to help.
