Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Kramer is a financial professional with over 20 years of experience in the industry. Sandra is currently registered with Interactive Brokers LLC and has previously held positions at J.P. Morgan Securities LLC, CHASE INVESTMENT SERVICES CORP., TRADESTATION SECURITIES, INC., FARMERS FINANCIAL SOLUTIONS, LLC, MORGAN STANLEY DW INC., and MML INVESTORS SERVICES, INC. Sandra has a broad range of experience in financial services, including securities, commodities, and investment advising.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/25/2014 - Present
Interactive Brokers LLC (CHICAGO IL)
IL
10/01/2012 - 01/02/2013
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
09/29/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
08/11/2005 - 05/19/2008
TRADESTATION SECURITIES, INC. (CHICAGO IL)
CA
08/12/2003 - 04/01/2004
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NY
06/03/2002 - 05/22/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
04/16/2001 - 06/21/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 07/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2007
Series 30 - NFA Branch Manager Examination
BC
Issued 06/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/22/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/13/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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