Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Carrithers is an investment advisor representative at Northwestern Mutual Investment Services, LLC. Sandra has been in the financial industry since May 2, 1988. Sandra holds licenses in 12 states, including New Jersey, New York, California, Texas, and Florida. Sandra has experience in securities, commodity futures and municipal securities. Sandra specializes in advising individuals, families, and small businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
NJ
11/06/2013 - Present
Northwestern Mutual Investment Services, LLC (Florham Park NJ)
NJ
11/19/2010 - 05/10/2012
PROEQUITIES, INC. (SUMMIT NJ)
NY
07/13/2009 - 04/27/2010
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
01/17/2007 - 04/01/2009
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NJ
06/09/2005 - 12/06/2006
RYAN BECK & CO. (FLORHAM PARK NJ)
AL
02/03/2004 - 06/07/2005
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
03/21/1995 - 07/11/2003
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
05/20/1991 - 02/28/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MD
09/26/1989 - 04/22/1991
CHASE SECURITIES, INC. (NEW YORK MD)
IL
02/10/1989 - 10/07/1989
RODMAN & RENSHAW INC. (CHICAGO IL)
NJ
01/23/1985 - 11/08/1988
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 11/04/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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