Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Goins is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Sandra has been working in the financial industry since 2008. Prior to joining Merrill Lynch, Sandra was a financial advisor at J.P. Morgan Securities LLC, Morgan Stanley and Edward Jones. Sandra has a Series 6, 7, 63 and 66 license. Sandra is registered to provide investment advisory services in California, Texas, Arizona, Iowa, New Jersey, North Carolina, and Pennsylvania. Sandra specializes in providing investment advice to individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/11/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN DIEGO CA)
CA
05/28/2015 - 04/12/2022
J.P. MORGAN SECURITIES LLC (SAN DIEGO CA)
CA
06/18/2014 - 05/08/2015
MORGAN STANLEY (SAN DIEGO CA)
CA
10/07/2013 - 04/01/2014
EDWARD JONES (PACIFIC BEACH CA)
NY
05/06/2013 - 07/02/2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
CT
06/07/2012 - 04/09/2013
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
CA
02/15/2008 - 04/20/2012
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
06/05/2007 - 06/19/2007
NEW ENGLAND SECURITIES (SAN DIEGO CA)
BOTH
Issued 12/20/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 6/4/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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