Invested Better
Unclaimed

Unclaimed

Unclaimed

Sandra Jeanne Heilig-stewart

Cetera Investment Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Sandra? Claim Your Profile

About Sandra Jeanne Heilig-stewart

Sandra Heilig-stewart is a financial professional with over 20 years of experience in the industry. Sandra is currently registered with Cetera Investment Services LLC. Prior to her current role, Sandra worked at Morgan Keegan & Company, Inc. and PFIC Securities Corporation. Sandra holds Series 6 and 63 securities licenses as well as the SIE exam. Sandra is registered in Arizona, Florida, Illinois, Indiana, Kentucky and Tennessee.

Firm Information

Sandra Heilig-stewart is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Sandra Heilig-stewart’s Registration & Firm History

IN

05/16/2013 - Present

Cetera Investment Services LLC (CORYDON IN)

IN

07/28/2004 - 03/31/2012

MORGAN KEEGAN & COMPANY, INC. (NEW SALISBURY IN)

TN

08/01/2000 - 08/03/2004

PFIC SECURITIES CORPORATION (FRANKLIN TN)

Not sure if Sandra Jeanne Heilig-stewart is right for you?

Licenses & Designations

BC

Issued 07/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sandra Jeanne Heilig-stewart.
Not sure if Sandra Jeanne Heilig-stewart is right for you?