Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Harrington is a financial advisor with RBC Capital Markets, LLC. Sandra has been in the financial industry since 2002. Sandra has experience working with high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Prior to joining RBC Capital Markets, LLC, Sandra worked at UBS Financial Services Inc., Morgan Stanley, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Sandra holds the Series 31, Series 7, Series 10, Series 9, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
10/27/2022 - Present
RBC Capital Markets, LLC (INDIANAPOLIS IN)
IN
03/26/2018 - 11/04/2022
UBS FINANCIAL SERVICES INC. (INDIANAPOLIS IN)
IN
06/01/2009 - 03/27/2018
MORGAN STANLEY (INDIANAPOLIS IN)
IN
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (INDIANAPOLIS IN)
IN
03/08/2002 - 04/02/2007
MORGAN STANLEY DW INC. (INDIANAPOLIS IN)
BC
Issued 04/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sandra Harrington is the right advisor for you? Invested Better is here to help.
