Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Jean Santana is a financial professional with over 7 years of experience in the financial services industry. Sandra is currently registered with LPL Financial LLC, a leading independent broker-dealer and registered investment advisor. Prior to joining LPL Financial LLC, Sandra worked with TFS Securities, Inc., LPL Financial LLC and Sanders Morris Harris LLC. Sandra holds the Series 6, Series 63 and Series 99 licenses and is a graduate of the Securities Industry Essentials Examination. Sandra is dedicated to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/12/2021 - Present
LPL Financial LLC (SAN DIEGO CA)
NJ
07/27/2018 - 07/17/2019
TFS SECURITIES, INC. (HAZLET NJ)
NJ
06/27/2016 - 10/17/2016
LPL FINANCIAL LLC (CLARK NJ)
NY
05/06/2015 - 11/03/2015
SANDERS MORRIS HARRIS LLC (NEW YORK NY)
NJ
08/31/2012 - 06/03/2013
E*TRADE CLEARING LLC (JERSEY CITY NJ)
BC
Issued 04/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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