Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Jean Rice is a registered investment advisor representative with Cetera Investment Advisers LLC. Sandra has been in the financial services industry since September 1996. Sandra has a wide range of experience in providing financial advice to clients, including individuals, families, businesses, and retirement plans. Sandra has worked with several firms in the past including INVEST Financial Corporation, Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Mercantile Investment Services, Inc., and Corelink Financial, Inc. Cetera Investment Advisers LLC is a Registered Investment Advisor with over $104 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
01/12/2023 - Present
Cetera Investment Advisers LLC (SEDALIA MO)
MO
07/24/2013 - 12/31/2017
INVEST FINANCIAL CORPORATION (SEDALIA MO)
MO
08/01/2003 - 07/24/2013
WALNUT STREET SECURITIES, INC. (SEDALIA MO)
NY
04/17/1998 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
MO
09/08/1997 - 02/23/1998
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
MN
07/11/1996 - 09/11/1997
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
IA
Issued 03/18/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/16/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/23/2002
Series 27 - Financial and Operations Principal Examination
BC
Issued 12/03/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/26/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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