Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Jayne Sandrock is a financial advisor with Fidelity Brokerage Services LLC. Sandra has been working in the financial services industry since April 30, 2010. Sandra has held previous roles at Charles Schwab & Co., Inc. and Compass Brokerage, Inc. Sandra holds the Series 6, 7, 9, 10, 63, and 66 licenses. Sandra is registered with FINRA. Sandra is currently located in Greenwood Village, Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/01/2014 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
TX
03/14/2003 - 08/16/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AL
11/30/2001 - 02/27/2003
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BOTH
Issued 10/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/10/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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