Unclaimed
Sandra Bell has been in the financial industry since April 19, 2000 and is currently registered with Northern Trust Securities, Inc. Sandra is a Registered Representative, and Investment Advisor Representative with the firm. Sandra specializes in providing portfolio management for individuals, businesses and pooled investment vehicles. Northern Trust Securities, Inc. is a registered broker-dealer and investment advisor. The firm provides advisory services to a variety of client types, including individuals, corporations, and institutions. Northern Trust Securities, Inc. has approximately $1 Billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
03/21/2018 - Present
Northern Trust Securities, Inc. (DALLAS TX)
TX
04/22/2016 - 03/26/2018
EF LEGACY SECURITIES, LLC (DALLAS TX)
MO
11/17/2014 - 04/22/2016
SANDERS MORRIS HARRIS LLC (CLAYTON MO)
MO
04/29/2010 - 10/24/2014
STIFEL, NICOLAUS & COMPANY, INCORPORATED (O'FALLON MO)
TX
06/01/2009 - 05/24/2010
MORGAN STANLEY SMITH BARNEY (WICHITA FALLS TX)
TX
03/28/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WICHITA FALLS TX)
BOTH
Issued 05/26/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/03/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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