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Sandra Hernandez

Northern Trust Securities, Inc.

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About Sandra Hernandez

Sandra Hernandez is an investment advisor representative with Northern Trust Securities, Inc.. Sandra has been working in the financial services industry for over 10 years. Sandra holds Series 4, 7, 24, 63 and 66 licenses. Sandra is also registered with the state of Illinois as an investment advisor representative. Sandra specializes in providing portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Sandra Hernandez is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sandra Hernandez’s Registration & Firm History

FL

12/08/2023 - Present

Northern Trust Securities, Inc. (ST. PETERSBURG FL)

IL

01/25/2022 - 10/20/2023

ROBINHOOD FINANCIAL, LLC (Chicago IL)

IL

10/08/2020 - 01/14/2022

TD AMERITRADE, INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 12/01/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/15/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2024

Series 24 - General Securities Principal Examination

BC

Issued 08/29/2022

Series 4 - Registered Options Principal Examination

BC

Issued 10/07/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/13/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sandra Hernandez. Review regulatory record here.
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