Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Wheeler is a financial advisor with over 25 years of experience in the industry. Sandra currently works at Stifel, Nicolaus & Company, Inc. in San Luis Obispo, California. Prior to joining Stifel, Nicolaus & Company, Inc., Sandra worked at Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. Sandra has a broad range of experience in financial services, and is committed to providing clients with personalized investment advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/20/2019 - Present
Stifel, Nicolaus & Company, Inc. (SAN LUIS OBISPO CA)
CA
01/01/2008 - 09/23/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN LUIS OBISPO CA)
CA
04/25/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN LUIS OBISPO CA)
MA
08/24/1993 - 12/15/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/24/1993 - 12/15/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1995
Series 7 - General Securities Representative Examination
BC
Issued 08/23/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sandra Wheeler is the right advisor for you? Invested Better is here to help.
