Unclaimed
Sandra Guadalupe Aragon is a registered representative with ADP Broker-Dealer, Inc. Sandra is a licensed securities professional with over 4 years of experience in the financial services industry. Sandra has been registered in 52 states. Prior to joining ADP Broker-Dealer, Inc., Sandra worked for CETERA ADVISORS LLC, FIRST ALLIED SECURITIES, INC., and ALLSTATE FINANCIAL SERVICES, LLC. Sandra holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
11/20/2023 - Present
ADP Broker-Dealer, Inc. (El Paso TX)
TX
09/08/2022 - 12/20/2023
CETERA ADVISORS LLC (El Paso, TX)
TX
11/04/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (El Paso, TX)
TX
05/10/2021 - 12/01/2021
ALLSTATE FINANCIAL SERVICES, LLC (El Paso TX)
TX
07/05/2019 - 04/12/2021
FIRST ALLIED SECURITIES, INC. (El Paso, TX)
BC
Issued 08/02/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/05/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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