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Sandra Guadalupe Aragon

ADP Broker-Dealer, Inc.

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About Sandra Guadalupe Aragon

Sandra Guadalupe Aragon is a registered representative with ADP Broker-Dealer, Inc. Sandra is a licensed securities professional with over 4 years of experience in the financial services industry. Sandra has been registered in 52 states. Prior to joining ADP Broker-Dealer, Inc., Sandra worked for CETERA ADVISORS LLC, FIRST ALLIED SECURITIES, INC., and ALLSTATE FINANCIAL SERVICES, LLC. Sandra holds the Series 6, Series 63, and SIE licenses.

Firm Information

Sandra Aragon is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sandra Aragon’s Registration & Firm History

TX

11/20/2023 - Present

ADP Broker-Dealer, Inc. (El Paso TX)

TX

09/08/2022 - 12/20/2023

CETERA ADVISORS LLC (El Paso, TX)

TX

11/04/2021 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (El Paso, TX)

TX

05/10/2021 - 12/01/2021

ALLSTATE FINANCIAL SERVICES, LLC (El Paso TX)

TX

07/05/2019 - 04/12/2021

FIRST ALLIED SECURITIES, INC. (El Paso, TX)

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Licenses & Designations

BC

Issued 08/02/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/05/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sandra Guadalupe Aragon.
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