Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Gay Smith is a financial advisor with over 30 years of experience in the industry. Sandra is a Certified Financial Planner and is registered with Ameriprise Financial Services, LLC. She is licensed in New York and Connecticut as an investment advisor representative. She is also registered with the state of Texas and several other states as a broker-dealer. Sandra is a dedicated professional who is committed to helping her clients achieve their financial goals. She offers a wide range of services, including financial planning, portfolio management, and investment advisory services. Sandra is passionate about helping her clients build a secure financial future and make informed financial decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/06/2025 - Present
Ameriprise Financial Services, LLC (NEW YORK NY)
NY
09/20/2002 - 08/28/2015
M.J. WHITMAN LLC (NEW YORK NY)
NY
05/31/1991 - 09/20/2002
M. J. WHITMAN, INC. (NEW YORK NY)
NA
05/25/1988 - 08/19/1991
M J WHITMAN & CO., INC
BOTH
Issued 01/14/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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