Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Arnold is a financial advisor with Janney Montgomery Scott LLC. Sandra has been in the financial industry for over 25 years. Sandra is registered with FINRA and several states including Virginia and Texas. Sandra holds a Series 7, 9, 10, 63, 65 and 66 license. Sandra has previously worked with Wells Fargo Advisors LLC and Wachovia Securities, Inc.. Sandra specializes in working with high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
VA
11/08/2016 - Present
Janney Montgomery Scott LLC (Roanoke VA)
VA
06/15/2002 - 11/08/2016
WELLS FARGO ADVISORS, LLC (ROANOKE VA)
NC
07/07/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
09/14/1999 - 07/18/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
06/22/1990 - 04/02/1993
J.C. BRADFORD & CO. (NEW YORK NY)
BOTH
Issued 02/14/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/27/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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