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Sandra Gael Chase

Vanguard Marketing Corp.

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About Sandra Gael Chase

Sandra Gael Chase is a financial advisor at Vanguard Marketing Corp. Sandra has been in the securities industry since February 4, 1995. She is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6 and Series 63 licenses. Sandra is also registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Sandra's previous experience includes a position at Pruco Securities Corporation.

Firm Information

Sandra Chase is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sandra Chase’s Registration & Firm History

PA

09/28/1998 - Present

Vanguard Marketing Corp. (MALVERN PA)

NJ

11/29/1994 - 07/21/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/22/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sandra Gael Chase.
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