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Sandra G Serna

State Farm VP Management Corp.

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About Sandra G Serna

Sandra Serna is a registered representative with State Farm VP Management Corp., currently licensed in Texas and New Mexico. Sandra has been in the financial industry since 2005 and has a Series 6 and Series 63 license, as well as the Securities Industry Essentials (SIE) exam. Sandra's primary focus is on helping clients achieve their financial goals.

Firm Information

Sandra Serna is currently registered with State Farm VP Management Corp.. State Farm VP Management Corp. is a corporation formed in 1996 and approved to operate in all 50 states and the District of Columbia. The firm has one approved SEC registration and 51 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

5,459

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sandra Serna’s Registration & Firm History

TX

04/12/2021 - Present

State Farm VP Management Corp. (El Paso TX)

TX

01/27/2012 - 01/29/2020

STATE FARM VP MANAGEMENT CORP. (EL PASO TX)

TX

06/02/2005 - 11/16/2011

STATE FARM VP MANAGEMENT CORP. (EL PASO TX)

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Licenses & Designations

BC

Issued 06/06/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sandra G Serna. Review regulatory record here.
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