Unclaimed
Sandra Pennix is a financial advisor with PFS Investments Inc., a firm headquartered in Duluth, GA. Sandra has been in the financial industry since April 1998. She has a wide range of experience and specializes in portfolio management for individuals. Sandra is registered with FINRA and is licensed in multiple states. Her current branch office location is in DALLAS, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
04/21/1998 - Present
PFS Investments Inc. (DALLAS TX)
BC
Issued 05/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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