Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Denise Schwan has been in the financial services industry since 1997 and is currently registered with Ameriprise Financial Services, LLC in Rapid City, SD. Sandra has a variety of experience in the financial services industry and is licensed to provide investment advice in several states. She is also a member of the Board of Directors of a local non-profit organization. Sandra specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and asset allocation services. She also offers educational seminars and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
SD
11/05/2018 - Present
Ameriprise Financial Services, LLC (Rapid City SD)
SD
06/14/2017 - 06/28/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (RAPID CITY SD)
SD
06/22/2011 - 06/13/2017
CETERA INVESTMENT SERVICES LLC (RAPID CITY SD)
SD
04/22/2003 - 06/28/2011
SPECTRUM CAPITAL, INC. (RAPID CITY SD)
MO
11/05/1996 - 04/23/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 03/08/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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