Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Delgado is a financial advisor who has been in the industry for over 20 years. Sandra currently works for Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo, Sandra worked for Raymond James & Associates, Inc., Wachovia Securities, LLC, LINSCO/PRIVATE LEDGER CORP., and SUNAMERICA SECURITIES, INC. Sandra holds Series 6, 7, 9, 10, 63 and 65 licenses and is registered in several states. Sandra provides investment consulting services to institutional clients, financial planning, and portfolio management for businesses and individuals. Sandra also has a strong background in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/12/2018 - Present
Wells Fargo Clearing Services, LLC (GEORGETOWN TX)
TX
07/22/2008 - 12/15/2014
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
TX
08/03/2006 - 07/21/2008
WACHOVIA SECURITIES, LLC (AUSTIN TX)
SC
11/14/2001 - 01/03/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
AZ
07/21/1998 - 10/31/2001
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 05/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/28/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 07/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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