Unclaimed
Sandra Edwards is a financial professional with over 20 years of experience in the industry. Sandra is currently a registered representative with Wells Fargo Clearing Services, LLC, where she has worked since 2016. Prior to that, Sandra was a registered representative with FIRST CLEARING, LLC from 2009 to 2016 and Wachovia Securities, LLC from 2004 to 2009. Sandra is licensed in Missouri and holds several industry certifications including the Series 63, 9, 10, 4, 7, 24 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/11/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
04/30/2009 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
10/28/2004 - 02/26/2009
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NJ
06/25/1999 - 10/08/2004
HARRISDIRECT LLC (JERSEY CITY NJ)
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/2003
Series 4 - Registered Options Principal Examination
BC
Issued 03/21/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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