Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Carroll is a registered investment advisor with LPL Financial LLC. Sandra has been in the industry since 2019 and is licensed in Wisconsin and Michigan. Sandra has Series 7TO, SIE, and Series 66 licenses. Sandra has previously worked with Thrivent Investment Management Inc. and Premier Community Bank. Sandra holds a specialization in the areas of insurance, investments, financial planning, education, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
05/22/2024 - Present
LPL Financial LLC (SHAWANO WI)
WI
09/16/2019 - 05/14/2024
THRIVENT INVESTMENT MANAGEMENT INC. (Shawano WI)
BOTH
Issued 10/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/15/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Sandra Carroll is the right advisor for you? Invested Better is here to help.
