Unclaimed
Sandra Adkins is a registered representative with Northwestern Mutual Investment Services, LLC. Sandra has been in the financial services industry since March 18, 1998. Sandra is licensed in Idaho, North Carolina, and South Carolina. Sandra holds Series 6, Series 63 and SIE securities licenses. Sandra has been with Northwestern Mutual Investment Services, LLC since September 20, 2002. Prior to that, Sandra was with NEW ENGLAND SECURITIES from June 5, 2001 to May 21, 2002 and AETNA INVESTMENT SERVICES, INC. from December 21, 1995 to July 7, 1999.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
09/20/2002 - Present
Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)
NY
06/05/2001 - 05/21/2002
NEW ENGLAND SECURITIES (NEW YORK NY)
CT
12/21/1995 - 07/07/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
BC
Issued 01/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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