Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Anne Carter is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with FINRA as a broker-dealer and with the SEC as an investment adviser. Sandra is a Series 6, 7, and 63 licensed individual, and has a Series 65 license as an investment adviser representative in Texas and Florida. Sandra has been active in the securities industry since 2002. Sandra Carter is also a treasurer and owner of 1000 words photography llc, and is also part owner of Sandy Carter LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/04/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST PALM BEACH FL)
FL
04/02/2009 - 04/27/2011
WELLS FARGO ADVISORS, LLC (PALM BEACH GARDENS FL)
FL
05/20/2002 - 03/13/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WELLINGTON FL)
IA
Issued 09/19/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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