Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Smith is a financial advisor with Pruco Securities, LLC in Tucson, Arizona. Sandra has been a registered representative for over 10 years. She has a Series 7 and Series 66 license and is registered to offer securities in a number of states including Arizona, California, Colorado, Florida, Maryland, Michigan, New Mexico, North Carolina, Ohio, Pennsylvania and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
AZ
04/03/2013 - Present
Pruco Securities, LLC (Tucson AZ)
AZ
10/21/2011 - 04/30/2012
AXA ADVISORS, LLC (TUCSON AZ)
BOTH
Issued 03/07/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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