Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandra? Claim Your ProfileSandra Pappalardo is a financial advisor at Independent Financial Group, LLC. Sandra has been in the industry since 1987 and has worked at several firms including LPL Financial LLC, Western International Securities, Inc., and Sorrento Pacific Financial, LLC. Sandra is registered with FINRA and has several licenses including Series 7, 63, 66, 24, 27 and 51. Sandra's areas of specialization include portfolio management for individuals and businesses, financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/03/2024 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
04/28/2022 - 01/04/2023
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
03/25/2021 - 04/13/2022
WESTERN INTERNATIONAL SECURITIES, INC. (PASADENA CA)
CA
05/05/2020 - 04/13/2022
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
NY
03/26/2020 - 04/13/2022
CADARET, GRANT & CO., INC. (SYRACUSE NY)
TX
03/03/2020 - 04/13/2022
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
CA
07/13/2015 - 04/13/2022
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
CA
07/15/2015 - 12/31/2017
SORRENTO PACIFIC FINANCIAL, LLC (SAN DIEGO CA)
CA
01/08/2007 - 10/26/2015
PUPLAVA SECURITIES, INC. (SAN DIEGO CA)
CA
02/25/2013 - 05/31/2013
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
VA
03/29/2004 - 01/11/2007
FIRST DOMINION CAPITAL CORP. (RICHMOND VA)
IA
11/12/2001 - 08/08/2003
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
CA
12/11/2000 - 08/01/2001
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
PA
03/31/2000 - 06/30/2000
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
CA
09/07/1996 - 03/24/2000
PUPLAVA SECURITIES, INC. (SAN DIEGO CA)
SC
09/05/1991 - 10/09/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
02/26/1987 - 08/25/1990
PAINEWEBBER INCORPORATED
NJ
09/26/1985 - 08/25/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/24/1984 - 03/17/1986
MML INVESTORS SERVICES, INC.
NA
06/04/1985 - 08/12/1985
ADVEST, INC.
BOTH
Issued 04/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/06/1995
Series 27 - Financial and Operations Principal Examination
BC
Issued 08/02/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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