Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sandlin? Claim Your ProfileSandlin Millaway Douglas is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. located in Winston Salem, NC. Sandlin has been in the securities industry since 2002 and has passed the Series 6, 7, 63, and 65 exams, as well as the SIE. Sandlin also holds registrations in North Carolina. Prior to working at Merrill Lynch, Pierce, Fenner & Smith Inc. Sandlin worked at WELLS FARGO CLEARING SERVICES, LLC. Sandlin has a diverse background and is involved in various organizations in the community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/21/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WINSTON SALEM NC)
NC
11/13/2002 - 07/30/2018
WELLS FARGO CLEARING SERVICES, LLC (WINSTON SALEM NC)
IA
Issued 05/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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