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Sander Brady Fong

Btig, LLC

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About Sander Brady Fong

Sander Brady Fong is a financial advisor who has been in the industry since May 19, 1999. Sander is currently registered with BTIG, LLC, and is based out of their San Francisco office. Sander has previously worked with Thomas Weisel Partners LLC and Stifel, Nicolaus & Company, Incorporated. Sander is licensed to conduct business in California, Colorado, Connecticut, Illinois, Massachusetts, New Jersey, New York, and Texas.

Firm Information

Sander Fong is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sander Fong’s Registration & Firm History

CA

12/05/2011 - Present

Btig, LLC (SAN FRANCISCO CA)

CA

08/12/2010 - 12/06/2011

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

CA

07/10/2010 - 12/05/2011

STIFEL, NICOLAUS & COMPANY, INCORPORATED (SAN FRANCISCO CA)

CA

04/16/2004 - 07/20/2010

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

CA

01/18/2001 - 04/01/2003

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

CA

04/30/1998 - 01/12/2001

EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 05/22/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/05/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/05/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Sander Brady Fong.
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